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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-15 |
| IL | RA | APPROVED | 2012-05-31 |
Branch Locations
100 Illinois St Ste 200, St Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | St. Charles | IL | 05/2012 | Present |
1. 05/31/2012 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ Investment Related - Time Spent 1%/ GENEVA, IL 2. 04/28/2014 - KMK FINANCIAL - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 07/17/2024 - ELEVATION WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 40 Hours Per Month/ 6 Hours During Trading 4. 09/13/2024 - ELEVATION WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2024 - 160 Hours Per Month/ During Trading 5. 12/30/2025 - Saint Charles Sportsmans Club - Non-Profit Board Member - Not Investment Related - Elburn, IL - Start Date 01/01/2026 - 4 hours per month/ 0 hours during trading 6. 03/24/2026 - Gathered Getaways LLC - Real Estate Rental - Investment Related - Phoenix, AZ - Start Date 03/16/2026 - 6 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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