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Current Employers
Fyra Capital Management

1520 South 5Th Street Suite 300, St. Charles, MO 63303 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-03-10
  • MO RA
    APPROVED
    Since 2023-03-10

Branch Locations

1520 South 5Th Street Suite 300, St. Charles, MO 63303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 06/2007 03/2023
Pineridge Advisors Llc Dba Fyra Capital Management St. Charles MO 03/2023 Present
Ae Financial Services, Llc Topeka KS 03/2023 Present
Fyra Llc Dba Fyra Capital Management St. Charles MO 03/2023 Present
Council Of Financial Educators St. Petersburg FL 04/2023 Present
  • 06/2007 → 03/2023
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 03/2023 → Present
    Pineridge Advisors Llc Dba Fyra Capital Management
    St. Charles, MO
  • 03/2023 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 03/2023 → Present
    Fyra Llc Dba Fyra Capital Management
    St. Charles, MO
  • 04/2023 → Present
    Council Of Financial Educators
    St. Petersburg, FL
Previous Registrations
  • 2005-11-01 → 2007-06-15
    Bofa Advisors, Llc
    Boston, MA
Other Businesses

1.) PINERIDGE ADVISORS, LLC DBA FYRA CAPITAL MANAGEMENT; INVESTMENT ADVISER REPRESENTATIVE NATURE: INVESTMENT ADVISE FOR A FEE; YES INVESTMENT RELATED: NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 03/2023 ADDRESS:1520S 5TH ST, STE 300, ST. CHARLES, MO 63303 DESCRIPTION: Insurance Sales and Services 2.) COUNCIL OF FINANCIAL EDUCATORS 501(c)3. NON-INVESTMENT RELATED. ADDRESS: 970 LAKE CARILLION DRIVE, SUITE 300, ST. PETERSBURG, FL 33716. NATURE OF BUSINESS: I TEACH CLASSES ON FINANCIAL TOPICS IN RELATION TO RETIREMENT PLANNING. FINANCIAL EDUCATOR. START DATE: 04/2023. HOURS PER MONTH: 10. HOURS PER MONTH DURING TRADING HOURS: 2 3.) FYRA LLC DBA FYRA CAPITAL MANAGEMENT; POSITION: Employee NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/20/2023; ADDRESS: 1520 S 5th St, Ste 300, St Charles, MO 63303, United States DESCRIPTION: Insurance sales and service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-27
S63 Uniform Securities Agent State Law Examination 1997-08-11
  • S66 Uniform Combined State Law Examination
    2005-10-27
  • S63 Uniform Securities Agent State Law Examination
    1997-08-11

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