Lewis J Brown

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

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Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-04-29

MD RA
APPROVED

Since 2020-04-29

Branch Locations

Three Financial Center 4515 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Towson	MD	09/2016	03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	09/2016	03/2020
Unemployed	Ellicott City	MD	07/2016	09/2016
T Rowe Price	Owings Mills	MD	03/2020	Present

09/2016 → 03/2020

Bank Of America, N.A.

Towson, MD
09/2016 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
07/2016 → 09/2016

Unemployed

Ellicott City, MD
03/2020 → Present

T Rowe Price

Owings Mills, MD

Previous Registrations

2016-09-16 → 2020-03-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salisbury, MD

Glen Burnie, MD

Towson, MD

Columbia, MD

Towson, MD

Crofton, MD

Columbia, MD

Crofton, MD
2016-04-25 → 2016-07-26

Lpl Financial Llc

Hanover, MD
2014-05-06 → 2016-04-25

Truist Investment Services, Inc.

Baltimore, MD
2004-08-10 → 2014-04-02

Wells Fargo Clearing Services, Llc

Ellicott City, MD

Catonsville, MD

Columbia, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-08-03
S63	Uniform Securities Agent State Law Examination	1997-10-28

S65 Uniform Investment Adviser Law Examination

2004-08-03
S63 Uniform Securities Agent State Law Examination

1997-10-28

Other Names

Lew Brown
Lewis Brown
Lewis James Brown
Lew N/A Brown
Lewis N/A Brown
Lewis James Brown
Lewis J Brown
Lewis J Brown

View on SEC IAPD

Other Firms

T. ROWE PRICE ASSOCIATES, INC.

PROSPERITY - AN EISNERAMPER COMPANY

TRUIST ADVISORY SERVICES, INC.

OBSERVATORY CAPITAL MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel J Tambellini

CHRISTOPHER PETER PHOTIOU

Craig Michael Gross

BENJAMIN PAUL DEFELICE

SEAN PATRICK KILCOYNE

Patrick Charles Hartnett

John Joseph Fazzini

Other Offices

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Baltimore, MD

T. ROWE PRICE ASSOCIATES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

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