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Christopher James Wagner

LPl Financial LLC

Rosemount, MN

Rosemount, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-20
TX RA APPROVED_RES 2004-11-09
  • MN RA
    APPROVED
    Since 2013-12-20
  • TX RA
    APPROVED_RES
    Since 2004-11-09

Branch Locations

7303 161St St W, Rosemount, MN 55068 • United States

7303 161St St W, Rosemount, MN 55068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bloomington MN 07/1997 Present
Other Businesses

1. 3/31/2010: 'You Got Wood?' - Not Investment Related - Other-Business Owner - Time Spent 1% - Tree removal and landscaping. 2. 10/21/2011: Davryn Enterprises - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Time Spent 0% - Corporation for tax purposes only. 3. 7/23/2013: 'WISE Planning - Wagner Investment Services & Estate Planning' - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 3/1/2016: NO BUSINESS NAME - INV REL -8550 125th Street West Lonsdale, MN 55046 - Real Estate Rental - START 06/01/2015 - 1 Hour Per Month/0 Hours During Securities Trading - My home is located on 40 acres and I rent a portion of it to my neighbor for farming. 5. 3/7/2016: Happy Hunting Grounds, LLP - Investment Related - 4477 Moccasin Point Road, Tower, MN 55790 - Other-LLP - Started 12/22/1999 - 1 Hour Per Month/0 Hours During Securities Trading. 6. 4/8/2018: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/06/2016 - 2 Hours Per Month/1 Hour During Securities Trading - Long-term care as well as fixed annuities. 7. 11/15/2017 - Innovative Internet Insurance Strategies - Investment Related - Home based - Non-Variable Insurance - OBA Start Date 01/01/2018 - 10 Hours Per Month / 1 Hours During Trading - Non-Variable Insurance. 8. 05/14/2024 - Frandsen Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-25
  • S63 Uniform Securities Agent State Law Examination
    1997-08-25

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