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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-06 |
| SD | RA | APPROVED | 2005-11-18 |
Branch Locations
115 N 7Th St Ste 1, Spearfish, SD 57783-2725 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Spearfish | SD | 11/2005 | Present |
1. 10/28/2005: Financial Advisors of the Black Hills - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 99%. 2. 9/30/2020 - Cold Creek Enterprises Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2010 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 1/11/2021 - David D Donat, LLC - Investment Related - 115 N 7th St. Suite 1, Spearfish, SD 57783 - Real Estate Rental - Started 01/01/2007 - 1 Hour Per Month/0 Hours During Securities Trading - Purchased the office building in which office is located. Entity to own the building is David D Donat, LLC. 4. 2/14/2022 - Legacy Village LLC, DBA Sandstone Senior Living - Not Investment Related - 2010 Windmill Dr. Spearfish, SD 57783 - Other-Business Owner - Partner - Started 01/02/2017 - 10 Hours Per Month/0 During Securities Trading - Being a 50% stakeholder/partner in Legacy Village, LLC, and Sandstone Senior Living, Inc, owning and leasing townhomes and managing a senior living facility.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-05 |
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