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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-03 |
| CA | RA | APPROVED | 2007-04-18 |
Branch Locations
433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States
Beverly Hills, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
RENTAL PROPETY, INV RELATED, SAN DIEGO, CA, 100% OWNER, START 5/2013, 0 HOURS, NO DUTIES.| RENTAL PROPETY, INV RELATED, BEVERLY HILLS, CA, 100% OWNER, START 6/2014, 0 HOURS, NO DUTIES.| COMMERCIAL RENTAL PROPERTY, STOCKTON, CA, 100% OWNERSHIP, START DATE 5/1/2024, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.| ART LIVING; INV RELATED; MEDELLIN, COLUMBIA; RENTAL UNIT; 100% OWNERSHIP; START DATE 10/22/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS | AUGUSTLEO LLC; INV RELATED; BEVERLY HILLS, CA; REAL ESTATE; 100% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-30 |
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