Michael J Lighthart

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2000-04-10
TX	RA	APPROVED_RES	2000-03-31

NE RA
APPROVED

Since 2000-04-10
TX RA
APPROVED_RES

Since 2000-03-31

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	Omaha	NE	10/1999	Present
Bank Of America, N.A.	Omaha	NE	06/2011	Present

10/1999 → Present

Merrill Lynch

Omaha, NE
06/2011 → Present

Bank Of America, N.A.

Omaha, NE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-02-04

S66 Uniform Combined State Law Examination

2000-02-04

Other Names

Mike Lighthart

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE

EQUITABLE ADVISORS, LLC · OMAHA, NE

MML INVESTORS SERVICES, LLC · Omaha, NE

AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE

CETERA INVESTMENT ADVISERS LLC · OMAHA, NE

LPL ENTERPRISE, LLC · OMAHA, NE

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