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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2024-11-26 |
| PR | RA | APPROVED | 2019-12-20 |
| FL | RA | APPROVED | 2018-07-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Painewebber Inc. | Guaynabo | PR | 03/2002 | Present |
| Ubs Financial Services Inc. | Condado | PR | 03/2002 | Present |
A A Trust Fund ,Family Money Portfolio ,Guaynabo Puerto Rico Puerto Rico,N/A Co-Trustee of the A.A. Trust Fund ,Start date 2/1/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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