Jeffrey Thomas Puglia

Current Employers

Employment History

• 10/2008 → 07/2017
  Lpl Financial
  Milford, DE
• 07/2017 → 12/2017
  Ms Howells & Co
  Scottsdale, AZ
• 07/2017 → Present
  Black Diamond Financial Solutions
  Milford, DE

Previous Registrations

• 2008-10-17 → 2017-07-25
  Lpl Financial Llc
  Milford, DE
  Milford, DE
  Morristown, NJ
  Milford, DE
  Rehoboth Beach, DE
• 2005-09-28 → 2008-10-21
  Pnc Wealth Management Llc
  Milford, DE
  Lewes, DE
  Milford, DE
  Milford, DE
  Rehoboth, DE
• 2001-03-09 → 2005-10-04
  Morgan Stanley Dw Inc.
  Lewes, DE

Other Businesses

1) 03/16/2010 - DBA ONLY, BLACK DIAMOND FINANCIAL SOLUTIONS, INC. 2) 10/16/2012: RLQ PROPERTIES LLC/ REAL ESTATE RENTAL / TIME SPENT 1% /MILFORD, DE 3) 07/17/2017 - BDFS Capital LLC, RIA Time Spent 60%, Milford, DE 4) 12/20/2018 - BDFS Insurance Services LLC (Legal name of Buisness: Black Diamond Financial Solution) President, insurance company or agency, investment related: Yes, 223A S. Rehoboth Blvd.; Milford, DE 19963, Insurance Sales and oversight of Agency, Hours devoted to business during trading hours: 10;Percentage of total yearly compensation expected to be derived from the business: 10; 5) 06/11/2018 - Jiggy's Farms; President; investment related: No, Milford, DE, Produce all natural soil amendment and sales to farmers and gardeners; oversee operations; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 0; 6) 04/02/2015 - Friends of Milford Museum; Treasurer; investment related: No, Milford, DE, Board of Directors for Museum; Prepare monthly Expense & Income report. Write checks for museum expenses & deposit income from donations & events. Prepare payroll for employees; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0; Jeffrey Thomas Puglia is a registered representative of LPL Financial and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. BCL always acts in the best interest of the client, including with respect to the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of BCL in such individual's capacity as a registered representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-04
• S63 Uniform Securities Agent State Law Examination
  1997-08-26

Designations