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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-09 |
| IL | RA | APPROVED | 2018-10-30 |
Branch Locations
1 Oakbrook Terrace Suite 700, Oakbrook Terrace, IL 60181 • United States
Lemont, IL • United States
425 N Gilbert St Suite 4, Danville, IL 61832 • United States
2990 N Perryville Rd Ste 2400, Rockford, IL 61107-6814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northern Trust Company | Chicago | IL | 10/2006 | 05/2018 |
| Ameriprise Financial Services, Inc. | Oakbrook Terrace | IL | 05/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Oakbrook Terrace | IL | 03/2020 | Present |
Business Ownership; Absolute Group LLC; Co-owner; Manage Ameriprise Business; 1 Oakbrook Terrace, Suite 700, Oakbrook Terrace, IL, 60181; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Ampelon Inc; Owner; Manage Ameriprise Business; 16713 Pasture Dr, , Lemont, IL, 60439; Investment-Related; 01/25/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-26 |
| S65 | Uniform Investment Adviser Law Examination | 1998-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-15 |
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