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Andrew David Spitz

Ameriprise Financial Services, LLC

Kamuela, HI

Kamuela, HI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-05
HI RA APPROVED 2012-07-19
  • TX RA
    APPROVED_RES
    Since 2020-10-05
  • HI RA
    APPROVED
    Since 2012-07-19

Branch Locations

65-1279 Kawaihae Rd Ste 207, Kamuela, HI 96743-8444 • United States

Kamuela, HI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Sacramento CA 07/1997 03/2020
Ameriprise Financial Services, Llc Kamuela HI 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-29
  • S63 Uniform Securities Agent State Law Examination
    1997-07-29
Other Names
  • Andrew D Spitz

View on SEC IAPD

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Stacy L Sheetz
CHERYL KIM

Other Offices

STADIA FINANCIAL LLC · KAMUELA, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Kamuela, HI
PFS INVESTMENTS INC. · KAMUELA, HI
EDWARD JONES · KAMUELA, HI

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