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Ken Steria

Stadia Financial LLC

Kamuela, HI

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Current Employers
Stadia Financial Llc

65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-11-02
  • HI RA
    APPROVED
    Since 2025-11-02

Branch Locations

65-1230 Mamalahoa Hwy Suite D-21, Kamuela, HI 96743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Scottsdale AZ 06/1999 12/2023
Unemployed Honolulu HI 12/2023 07/2024
David Walther Novato CA 07/2024 Present
Patrick Williams Walnut Creek CA 07/2024 Present
Northwestern Mutual Investment Services Llc Walnut Creek CA 07/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2025 Present
Stadia Financial Kamuela HI 10/2025 Present
  • 06/1999 → 12/2023
    The Vanguard Group
    Scottsdale, AZ
  • 12/2023 → 07/2024
    Unemployed
    Honolulu, HI
  • 07/2024 → Present
    David Walther
    Novato, CA
  • 07/2024 → Present
    Patrick Williams
    Walnut Creek, CA
  • 07/2024 → Present
    Northwestern Mutual Investment Services Llc
    Walnut Creek, CA
  • 01/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 10/2025 → Present
    Stadia Financial
    Kamuela, HI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1999-06-29
Designations
Other Names
  • Ken Steria
  • Kendall Steria
  • Kendall Wayne Steria
  • Kendall Steria
  • Ken Steria

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES

Other Investors

Brett Patrick Kennelly
KARI WESTLY CLARK
Beata Hualan Tou
John Shepherd
Jo Ann A Fujii
Stacy L Sheetz
CHERYL KIM
SCOTT ALAN DRAPER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kamuela, HI
PFS INVESTMENTS INC. · KAMUELA, HI
AMERIPRISE FINANCIAL SERVICES, LLC · Kamuela, HI
EDWARD JONES · KAMUELA, HI

More in Kamuela, HI

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