Cindy Lou Brink

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-07-19
PA	RA	APPROVED	2011-01-28

TX RA
APPROVED_RES

Since 2018-07-19
PA RA
APPROVED

Since 2011-01-28

Branch Locations

111 North Washington Avenue Suite 201, Scranton, PA 18503 • United States

214 Senate Avenue 7Th Floor, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Scranton	PA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Scranton, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-06

S66 Uniform Combined State Law Examination

2000-01-06

Other Names

Cindy Lou Brink

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

PNC WEALTH MANAGEMENT LLC

J.P. MORGAN SECURITIES LLC

CAPITAL WEALTH INVESTMENTS

COMMONWEALTH FINANCIAL NETWORK

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTHEAST ADVISORY GROUP, LLC

Other Investors

JOHN AUGUST SMITH

KEVIN RICHARD MESSETT

KURT WILLIAM KUSHNER

LOUIS PHILLIP PETTINATO

MATTHEW BRIAN DOYAL

JASON ALBERT BERRY

JULIE ANN HILLARD JURCHAK

LAWRENCE FRANCIS JOSEPH

Other Offices

LPL FINANCIAL LLC · SCRANTON, PA

LPL FINANCIAL LLC · SCRANTON, PA

PNC WEALTH MANAGEMENT LLC · SCRANTON, PA

J.P. MORGAN SECURITIES LLC · Scranton, PA

LPL FINANCIAL LLC · SCRANTON, PA

CAPITAL WEALTH INVESTMENTS · SCRANTON, PA

COMMONWEALTH FINANCIAL NETWORK · Scranton, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SCRANTON, PA

More in Scranton, PA

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