Christopher Michael Giroux

Current Employers

Employment History

• 01/2004 → 06/2017
  Sterne Agee Financial Services, Inc
  Salina, KS
• 01/2004 → 06/2017
  United Capital Management Of Kansas, Inc
  Salina, KS
• 07/2011 → 06/2017
  United Capital Management Of Kansas, Inc
  Salina, KS
• 01/2009 → 06/2017
  United Capital Trust, Llc
  Salina, KS
• 08/2015 → 06/2017
  United Capital Insurance, Llc
  Salina, KS
• 06/2017 → 07/2021
  Waddell & Reed, Inc
  Salina, KS
• 06/2017 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Salina, KS
• 07/2021 → Present
  Lpl Financial Llc
  Salina, KS
• 11/2018 → 07/2021
  Chris M Giroux
  Salina, KS

Previous Registrations

• 2021-07-21 → 2021-12-22
  Lpl Financial Llc
  Salina, KS
  Edmond, OK
  Edmond, OK
  Edmond, OK
• 2017-06-19 → 2021-07-21
  Waddell & Reed
  Salina, KS
  Edmond, OK
  Edmond, OK
  Edmond, OK
• 2012-01-20 → 2017-06-20
  United Capital Management Of Kansas, Inc.
  Salina, KS
• 2005-01-10 → 2015-09-09
  Intl Advisory Consultants Inc.
  Salina, KS
• 2004-02-10 → 2004-02-27
  Sterne, Agee & Leach, Inc.
  Salina, KS
• 1997-12-01 → 2003-10-13
  Waddell & Reed
  Salina, KS

Other Businesses

1. 11/2018 - Notary - Chris M. Giroux - Investment Related - Salina, KS 67401 2. 03/14/2022 - BE Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2022 - 150 Hours Per Month/130 Hours During Securities Trading. 3. 03/30/2022 - BE Wealth - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date - 04/01/2022 - 200 Hours Per Month/ 130Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-17
• S63 Uniform Securities Agent State Law Examination
  1997-07-30

Other Names

• Christopher Micheal Giroux
• Chris M Giroux