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Stephen P Gannon

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 2924951

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2023-04-03
  • ID RA
    APPROVED
    Since 2023-04-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Advisory Services Atlanta GA 09/2016 05/2017
Suntrust Investment Services, Inc Atlanta GA 04/2013 05/2017
Suntrust Bank Atlanta GA 04/2013 05/2017
Fifth Third Securities Atlanta GA 05/2017 08/2020
Unemployed Boise ID 08/2020 03/2021
Personal Capital Advisors Corporation Boise ID 03/2021 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2023 Present
  • 09/2016 → 05/2017
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2013 → 05/2017
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 04/2013 → 05/2017
    Suntrust Bank
    Atlanta, GA
  • 05/2017 → 08/2020
    Fifth Third Securities
    Atlanta, GA
  • 08/2020 → 03/2021
    Unemployed
    Boise, ID
  • 03/2021 → Present
    Personal Capital Advisors Corporation
    Boise, ID
  • 04/2023 → Present
    Greenwood Village, CO
Previous Registrations
  • 2021-03-18 → 2023-04-03
    Personal Capital Advisors Corporation
    Greenwood Village, CO
    Boise, ID
  • 2017-06-13 → 2020-08-21
    Atlanta, GA
  • 2016-09-19 → 2017-05-18
    Atlanta, GA
  • 2013-05-28 → 2016-12-31
    Truist Investment Services, Inc.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-22
S63 Uniform Securities Agent State Law Examination 1997-08-23
  • S66 Uniform Combined State Law Examination
    2013-05-22
  • S63 Uniform Securities Agent State Law Examination
    1997-08-23
Designations
  • Certified Financial Planner
Other Names
  • Steve Gannon
  • Stephen P Gannon
  • Stephen Patrick Gannon

View on SEC IAPD

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