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496 Main Street, Placerville, CA 95667 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-22 |
| TX | RA | APPROVED_RES | 2018-08-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Ukiah | CA | 01/2009 | 08/2018 |
| Securities America Advisors, Inc. | Lavista | NE | 01/2009 | 08/2018 |
| Arbor Point Advisors | Placerville | CA | 06/2017 | 08/2018 |
| Wealthguard Advisors, Inc. | Placerville | CA | 08/2010 | Present |
| Wealthguard Advisors, Inc. | Placerville | CA | 06/2018 | Present |
| Wealthguard Advisors, Inc. | Placerville | CA | 08/2010 | Present |
FIVE AM MAIN LLC POSITION: owner NATURE: Manage and maintain commercial property INVESTMENT RELATED: No NUMBER OF HOURS: 0 HOURS: 0 START DATE: 05/01/2014 ADDRESS: 496 Main st., Placerville CA 95667 DESCRIPTION: manage and maintain commercial property. Used as a branch office and houses registered reps and employees. MEMBER OF THE BOARD OF DIRECTORS FOR THE EL DORADO COUNTY CHAMBER OF COMMERCE POSITION: board member NATURE: Community Service INVESTMENT RELATED: No NUMBER OF HOURS: 5 to 10 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: 542 Main St., Placerville CA 95667 DESCRIPTION: Give direction to county business affairs PLACERVILLE ECONOMIC ACTIVITY COMMITTEE POSITION: COMMITTEE MEMBER INVESTMENT RELATED: NO START DATE: 04/2018 2 HOURS/MONTH O HOURS DURING SECURITIES TRADING HOURS ADAM LELAND ANDERSON is an owner at Coloma Lotus Whitewater, LLC; Is the business investment related: No; Location of the business: 6673 Carvers Road Coloma CA 95613; Description of the business: whitewater rafting; Responsibilities Duties: manage activities of rafting business; Start date with business: 2023-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 1. ADAM LELAND ANDERSON is a Board member for Mother Lode Rehabilitation Enterprises, Inc.; Investment related: No; Location: 399 Placerville Drive Placerville CA 95667; Description: Charitable organization to empowering individuals with disabilities to enhance their quality of life; Responsibilities Duties: Attend board meetings; Start date: 2024-05-01; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0. ADAM LELAND ANDERSON is a Board member for Marshall Foundation for Community Health; Investment related: No; Location: 1124 Sherman Street Placerville CA 95667; Description: Non-profit, community service foundation; Responsibilities Duties: Help direct giving to health related need in the county; Start date with business: 2024-12-31; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: marshallfound.org. ADAM LELAND ANDERSON is an Owner at Rivers Bend Properties, LLC; Investment related: No; Location: 6400 State Highway 49 Lotus CA 95651; Description: Rental Property; Responsibilities Duties: Physical upkeep of property grounds, handyman work.; Start date: 2026-03-02; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 15.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-06 |
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