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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-07-08
TX RA APPROVED 2024-07-05
  • NV RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2024-07-05

Branch Locations

6987 Douglas Blvd, Granite Bay, CA 95746 • United States

1353 Us Highway 395 N, Gardnerville, NV 89410 • United States

10390 N Mccarran Blvd, Reno, NV 89503 • United States

2215 Francisco Dr, Ste 110, El Dorado Hills, CA 95762 • United States

9725 Pyramid Way, Ste 401, Sparks, NV 89441 • United States

4363 Town Center Blvd, Ste 112, El Dorado Hills, CA 95762 • United States

3620 Lake Tahoe Blvd, Bldg C, South Lake Tahoe, CA 96150 • United States

2750 E. Bidwell Street, Ste. 400, Folsom, CA 95630 • United States

3980 Missouri Flat Road, Placerville, CA 95667 • United States

3373 Bass Lake Rd Ste 120, El Dorado Hills, CA 95762 • United States

3883 S Carson St, Carson City, NV 89701 • United States

930 Tahoe Blvd, Incline Village, NV 89451 • United States

597 S Meadows Pkwy, Reno, NV 89521 • United States

18300 Wedge Pkwy, Reno, NV 89511 • United States

8859 Madison Avenue, Fair Oaks, CA 95628 • United States

200 S Virginia St, Reno, NV 89501 • United States

55 Los Altos Pkwy, Sparks, NV 89436 • United States

255 Sparks Blvd, Sparks, NV 89434 • United States

1800 Douglas Blvd, Roseville, CA 95661 • United States

2520 Grass Valley Hwy, Auburn, CA 95603 • United States

707 E Biddwell St, Folsom, CA 95630 • United States

428 Brunswick Road, Grass Valley, CA 95945 • United States

205 S. Church Street, Grass Valley, CA 95945 • United States

11260 Donner Pass Rd, Truckee, CA 96161 • United States

8000 Rancharrah Pkwy, Reno, NV 89511 • United States

Neil Rd And Kietzke Ln 8000 Rancharrah Pkwy, Reno, NV 89511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Downey CA 03/2023 Present
Jpmorgan Chase Bank, N.A. Downey CA 04/2018 Present
Bank Of America Mesa Verde CA 07/2017 05/2018
Unemployed Charlotte NC 12/2015 06/2017
  • 03/2023 → Present
    Downey, CA
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Downey, CA
  • 07/2017 → 05/2018
    Bank Of America
    Mesa Verde, CA
  • 12/2015 → 06/2017
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-22
  • S66 Uniform Combined State Law Examination
    2023-05-22
Other Names
  • Juan Vargas Hernandez

View on SEC IAPD

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