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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-22 |
| ND | RA | APPROVED | 2009-09-21 |
Branch Locations
2000 Schafer Street Suite A, Bismarck, ND 58501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Bismarck | ND | 09/2009 | Present |
| Raymond James Financial Advisors, Inc | Bismarck | ND | 09/2009 | Present |
| Toty, Inc | Bismarck | ND | 07/2010 | Present |
| Uber | Bismarck | ND | 11/2017 | 01/2025 |
(1)Name of Business: Address:Bismarck, ND, 58504, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own several shop condos that I rent out (2)Name of Business: 4Partners, LLC Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/29/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in building and land where RJ office will be built (3)Name of Business: Driver Address: Bismarck, ND, 58504, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 11/20/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Uber Driver (4)Name of Business: Equitable Life and Casualty insurance Company Address: 2000 Schafer Street Suite A, Bismarck, ND, 58501, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity agent (5)Name of Business: NA Address: 5250 South Sixth Street Springfield IL 62703, Springfield , IL, 62629, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/17/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity offered through Liberty Bankers Life (6)Name of Business: Toty, Inc Address: 2000 Schafer Street, Bismarck, ND, 58501, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-22 |
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