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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-22
ND RA APPROVED 2009-09-21
  • TX RA
    APPROVED_RES
    Since 2019-11-22
  • ND RA
    APPROVED
    Since 2009-09-21

Branch Locations

2000 Schafer Street Suite A, Bismarck, ND 58501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Bismarck ND 09/2009 Present
Raymond James Financial Advisors, Inc Bismarck ND 09/2009 Present
Toty, Inc Bismarck ND 07/2010 Present
Uber Bismarck ND 11/2017 01/2025
  • 09/2009 → Present
    Raymond James Financial Services
    Bismarck, ND
  • 09/2009 → Present
    Raymond James Financial Advisors, Inc
    Bismarck, ND
  • 07/2010 → Present
    Toty, Inc
    Bismarck, ND
  • 11/2017 → 01/2025
    Uber
    Bismarck, ND
Previous Registrations
Other Businesses

(1)Name of Business: Address:Bismarck, ND, 58504, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own several shop condos that I rent out (2)Name of Business: 4Partners, LLC Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/29/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in building and land where RJ office will be built (3)Name of Business: Driver Address: Bismarck, ND, 58504, United States Activity Type: Part-Time Activity/Employment Position/Title: Independent Contractor Investment Related: No Start Date: 11/20/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Uber Driver (4)Name of Business: Equitable Life and Casualty insurance Company Address: 2000 Schafer Street Suite A, Bismarck, ND, 58501, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/15/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity agent (5)Name of Business: NA Address: 5250 South Sixth Street Springfield IL 62703, Springfield , IL, 62629, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/17/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Fixed annuity offered through Liberty Bankers Life (6)Name of Business: Toty, Inc Address: 2000 Schafer Street, Bismarck, ND, 58501, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 07/26/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Sole owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 1997-08-22
  • S66 Uniform Combined State Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    1997-08-22

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