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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-11 |
| FL | RA | APPROVED | 2003-07-01 |
Branch Locations
1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Daytona Beach | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Daytona Beach | FL | 11/2016 | Present |
SHEERJI LLC - FLORIDA, INVESTMENT RELATED, ORMOND BEACH, FL, 45% OWNER, START 2000, 1-2 HOURS PER MONTH/0 DURING TRADING, DUTIES: STOCKHOLDER, MEMBER, PART OWNER. SHIVAM HOSPITALITY, LLC; INVESTMENT RELATED; ORMOND BEACH,FL; 82% OWNERSHIP; START DATE 02/05/2019; NUMBER OF HOURS PER MONTH0; NUMBER OF HOURS DURING TRADING 0; INVESTMENT DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
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