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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-19
  • OH RA
    APPROVED
    Since 2016-04-19

Branch Locations

125 Boggs Ln, Cincinnati, OH 45246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Cincinnati OH 01/2003 Present
Kestra Advisory Services, Llc Cincinnati OH 04/2016 Present
Other Businesses

Business Name: 123 Boggs LLC Investment Related: No Address: 123 Boggs Lane Cincinnati OH 45246 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 8/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Business Name: Donauschwaben Society Investment Related: No Address: 4290 Dry Ridge Road Cincinnati OH 45252 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 1/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Generate Bills Business Name: Kehoe Financial Advisors Investment Related: Yes Address: 125 Boggs Lane Cincinnati OH 45246 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 1/1/2000 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Adviser, accountant Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09
Designations

View on SEC IAPD

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