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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Cincinnati | OH | 01/2003 | Present |
| Kestra Advisory Services, Llc | Cincinnati | OH | 04/2016 | Present |
Business Name: 123 Boggs LLC Investment Related: No Address: 123 Boggs Lane Cincinnati OH 45246 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 8/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: None Business Name: Donauschwaben Society Investment Related: No Address: 4290 Dry Ridge Road Cincinnati OH 45252 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 1/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Generate Bills Business Name: Kehoe Financial Advisors Investment Related: Yes Address: 125 Boggs Lane Cincinnati OH 45246 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 1/1/2000 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Adviser, accountant Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-02-09 |
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