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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated (7691) | Guaynabo | PR | 08/2009 | Present |
| Bank Of America, N.A. | Guaynabo | PR | 07/2011 | Present |
PAUTA PUBLICIDAD CREATIVA. SAN JUAN, PR 09907NOT INVESTMENT RELATED. BUSINESS - ADVERTISING/MARKETING.TITLE - VICE PRESIDENT. START DATE - 02/02/2004. 5 HRS/MONTH.DUTIES - PASSIVE PARTNER. I*118595For profit or not for profit: For-Profit OrganizationName of outside business organization: Small Time SInvestment related: NAddress of business: 1153 Magdalena Ave, Sam Juan, 907Nature of business: LLC,Compensation for Activity: NPosition, title, association: Family Held, Start date of relationship: 11/1/2018Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Passive Limited Liability Company to hold investments at Merrill Lynch I*2657281, Entity Type: Entity For Profit, Name of OBA: SR BARRIGA LLC, Address: San Juan, Puerto Rico , 00926, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 08/15/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Passive rental property management Rental Property Ownership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-09 |
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