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Current Employers
Riverchase Wealth Management, Llc

3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-05-25
  • TX RA
    APPROVED
    Since 2011-05-25

Branch Locations

3419 Cross Timbers Road Suite 105, Flower Mound, TX 75028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverchase Financial Planning, Llc (156950) Lewisville TX 03/2011 Present
Kelleher Dean Tax Advisors, Llc Lewisville TX 12/2011 11/2016
  • 03/2011 → Present
    Riverchase Financial Planning, Llc (156950)
    Lewisville, TX
  • 12/2011 → 11/2016
    Kelleher Dean Tax Advisors, Llc
    Lewisville, TX
Previous Registrations
  • 2005-01-11 → 2010-10-07
    Avantax Advisory Services
    Irving, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-08-26
  • S63 Uniform Securities Agent State Law Examination
    1997-08-26
Designations
Other Names
  • Sean Paul Kelleher

View on SEC IAPD

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