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Inactive

Randi Laura Gibbons

Sowell Management

North Little Rock, AR

Dartmouth, MA

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-11-01
  • MA RA
    APPROVED
    Since 2024-11-01

Branch Locations

5320 Northshore Drive, North Little Rock, AR 72118 • United States

84 Faunce Corner Rd, Dartmouth, MA 02747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Disability Sagamore MA 02/2007 04/2017
Christmas Tree Shops Sagamore MA 04/2017 09/2019
Southcoast Sports Consignment East Wareham MA 09/2019 03/2020
Unemployed East Wareham MA 03/2020 06/2021
Arbor Insurance - Usa Wealth Group Inc. Dartmouth MA 06/2021 09/2024
Ae Wealth Management Llc Topeka KS 03/2024 09/2024
Sowell Management Dartmouth MA 10/2024 Present
  • 02/2007 → 04/2017
    Disability
    Sagamore, MA
  • 04/2017 → 09/2019
    Christmas Tree Shops
    Sagamore, MA
  • 09/2019 → 03/2020
    Southcoast Sports Consignment
    East Wareham, MA
  • 03/2020 → 06/2021
    Unemployed
    East Wareham, MA
  • 06/2021 → 09/2024
    Arbor Insurance - Usa Wealth Group Inc.
    Dartmouth, MA
  • 03/2024 → 09/2024
    Ae Wealth Management Llc
    Topeka, KS
  • 10/2024 → Present
    Sowell Management
    Dartmouth, MA
Previous Registrations
  • 2024-03-27 → 2024-09-20
    Ae Wealth Management, Llc
    Dartmouth, MA
  • 2004-07-07 → 2006-10-13
    Woodbury Financial Services, Inc.
    Needham, MA
    Needham, MA
  • 2002-09-10 → 2003-12-17
    1717 Capital Management Company
    Newton, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-05
S66 Uniform Combined State Law Examination 1997-09-02
  • S65 Uniform Investment Adviser Law Examination
    2024-02-05
  • S66 Uniform Combined State Law Examination
    1997-09-02
Other Names
  • Randi Laura Gibbons
  • Randi Laura Bartick

View on SEC IAPD

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PFS INVESTMENTS INC.
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Other Investors

JOHN KEVIN STOPHEL
JOYCE MICHELE COOL
DARYL T SEATON
JASON ALLAN STROEDE
David Neil Newsom
David Steven Swan
Bergen R Palmer
LESLIE FERRONE

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NORTH LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR
LUKAS TOTAL WEALTH · NORTH LITTLE ROCK, AR
EDWARD JONES · Little Rock, AR
LEGACY CAPITAL WEALTH PARTNERS, LLC · LITTLE ROCK, AR
MAI CAPITAL MANAGEMENT, LLC · Little Rock, AR
PFS INVESTMENTS INC. · LITTLE ROCK, AR
LPL FINANCIAL LLC · LITTLE ROCK, AR

More in North Little Rock, AR

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