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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-28 |
| FL | RA | APPROVED | 2017-06-27 |
| VA | RA | APPROVED | 2013-12-20 |
| TX | RA | APPROVED_RES | 2011-06-24 |
| NC | RA | APPROVED | 2010-01-27 |
| CA | RA | APPROVED | 2010-01-19 |
| DC | RA | APPROVED | 2009-09-17 |
Branch Locations
850 Park Shore Drive Suite 101, Naples, FL 34103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Washington | DC | 08/2009 | 10/2017 |
| Janney Montgomery Scott Llc | Naples | FL | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-08 |
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