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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2009-01-22 |
| TX | RA | APPROVED | 2009-01-15 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 01/2009 | Present |
1) 52 WEEK LOW LLC / BROOKMERE PLACE MASON,OHIO 45040 / COMPANY/ OTHER MEDIA COMPANY / PROMOTE THE BOOK & PUBLISH ARTICLES RELATED TO BOOK'S EDUCATIONAL CONCEPTS / SOLE PROPRIETORSHIP / AUTHOR OF THE BOOK, BOOK INTERVIEWS / START DATE 1/14/2013. /// 2) Bruce Wayne Ventures/ Category- Company/ Principal Business Activity- This LLC will own a Rolls Royce Phantom vehicle and will be rented or donated for Weddings or for other special occasions. Bruce Wayne Ventures will be doing some outreach to inner city schools to provide inspiration and hope to them. So the company/vehicle is going to be used for both Charitable work (non-income producing outreach) as well as Transport (income producing via weddings, etc.)./ Role -Proprietor / owner/ Duty- How much to pay for the Rolls-Royce; ongoing approval to donate or rent the use of the vehicle. Comp- Yes /// 3) The Bruce Wayne Legacy I, LLC; Bayside Ct, Mason, OH 45040; Company; Real Estate; Rental property; Proprietor / owner; I will be collecting rent from the ice cream business that operates on the property.; Start date: 11/18/2024 /// 4) The Bruce Wayne Legacy II, LLC; Bayside Ct. Mason, OH; Company; Food, Beverages & Tobacco; seasonal ice cream soft serve ice cream business; Proprietor / owner; Review cash inflow and cash outflow on a monthly basis within the account; start date: 11/18/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-09-26 |
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