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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-05-07 |
| OH | RA | APPROVED | 1999-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/1997 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 05/2011 | Present |
I*93215 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ST. XAVIER HIGH SCHOOL TRIATHLON TEAM INVESTMENT RELATED: N ADDRESS OF BUSINESS: CINCINNATI, OHIO 45224 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 2/1/2017 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FOUNDER AND DIRECTOR AND COACH. A TEAM OF HIGH SCHOOL STUDENTS AT ST. XAVIER ORGANIZED AND PARTICIPATING IN TRIATHLON. PRIMARILY I WILL SERVE IN A ORGANIZATIONAL ROLE, BUT OCCASIONALLY WILL COACH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-12 |
| S66 | Uniform Combined State Law Examination | 1997-09-26 |
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