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Kyle Douglas Kelly

Tarragon Capital, LLC

Chattanooga, TN

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Current Employers
Tarragon Capital, Llc

345 Frazier Avenue Suite 210, Chattanooga, TN 37405 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-05-07
  • TN RA
    APPROVED
    Since 2012-05-07

Branch Locations

345 Frazier Avenue Suite 210, Chattanooga, TN 37405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tarragon Capital, Llc Chattanooga TN 02/2012 Present
Previous Registrations
  • 2009-09-15 → 2012-02-21
    Hhm Wealth Advisors, Llc
    Chattanooga, TN
  • 2006-07-14 → 2009-12-16
    Hhm Wealth Advisors, Llc
    Chattanooga, TN
Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-13
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1997-10-03
  • S66 Uniform Combined State Law Examination
    2006-07-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1997-10-03

View on SEC IAPD

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