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Matthew R. Petty

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-07
TX RA APPROVED_RES 2023-12-01
  • KY RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2023-12-01

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Louisville KY 01/2004 12/2023
Morgan Stanley Smith Barney Llc Louisville KY 12/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2024 Present
  • 01/2004 → 12/2023
    Pnc Investments
    Louisville, KY
  • 12/2023 → Present
    Morgan Stanley Smith Barney Llc
    Louisville, KY
  • 04/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2004-01-01 → 2023-12-05
    Pnc Wealth Management Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Cincinnati, OH
  • 2003-06-06 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 2001-04-06 → 2003-02-26
    Morgan Stanley Dw Inc.
    Louisville, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-18
  • S66 Uniform Combined State Law Examination
    2000-01-18
Other Names
  • Matt Petty

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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