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Kelly Waite

Wells Fargo Clearing Services, LLC

Reno, NV

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-09-16
  • NV RA
    APPROVED
    Since 2020-09-16

Branch Locations

6005 Plumas St Ste 200, Reno, NV 89519 • United States

50 W San Fernando St Ste 1500 [Support Center], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Reno NV 02/2020 Present
Wells Fargo Home Mortgage Reno NV 10/2016 02/2020
Unemployed/Homemaker Reno NV 06/2015 10/2016
  • 02/2020 → Present
    Wells Fargo Clearing Services, Llc
    Reno, NV
  • 10/2016 → 02/2020
    Wells Fargo Home Mortgage
    Reno, NV
  • 06/2015 → 10/2016
    Unemployed/Homemaker
    Reno, NV
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-15
S65 Uniform Investment Adviser Law Examination 1999-02-04
S63 Uniform Securities Agent State Law Examination 1998-12-18
  • S66 Uniform Combined State Law Examination
    2020-10-15
  • S65 Uniform Investment Adviser Law Examination
    1999-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-12-18
Other Names
  • Kelly Smulders
  • Kelly Lynn Waite

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Reno, NV
EDWARD JONES · RENO, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RENO, NV
BENJAMIN F. EDWARDS & COMPANY, INC. · Reno, NV
LPL FINANCIAL LLC · RENO, NV
GW FINANCIAL · RENO, NV
TREO VENTURES, LLC · RENO, NV
ELEVAGE PARTNERS, LLC · RENO, NV

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