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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-05 |
| PA | RA | APPROVED | 2025-05-05 |
| TX | RA | APPROVED | 2025-05-05 |
Branch Locations
913 Ridgebrook Rd., Sparks Glencoe, MD 21152 • United States
1595 Paoli Pike, Suite 200, West Chester, PA 19380 • United States
Bryn Mawr, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Radnor | PA | 02/2012 | 03/2020 |
| Commonwealth Financial Network | Waltham | MA | 03/2020 | 01/2021 |
| East Coast Advisory, Inc | West Chester | PA | 03/2020 | Present |
| Triad Advisors | Norcross | GA | 01/2021 | 08/2024 |
| Triad Hybrid Solutions | Norcross | GA | 01/2021 | 05/2025 |
| Osaic Wealth, Inc. | West Chester | PA | 08/2024 | 05/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2025 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-24 |
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