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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-05
PA RA APPROVED 2025-05-05
TX RA APPROVED 2025-05-05
  • MD RA
    APPROVED
    Since 2025-05-05
  • PA RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

913 Ridgebrook Rd., Sparks Glencoe, MD 21152 • United States

1595 Paoli Pike, Suite 200, West Chester, PA 19380 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Radnor PA 02/2012 03/2020
Commonwealth Financial Network Waltham MA 03/2020 01/2021
East Coast Advisory, Inc West Chester PA 03/2020 Present
Triad Advisors Norcross GA 01/2021 08/2024
Triad Hybrid Solutions Norcross GA 01/2021 05/2025
Osaic Wealth, Inc. West Chester PA 08/2024 05/2025
Cambridge Investment Research, Inc. Fairfield IA 05/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2025 Present
  • 02/2012 → 03/2020
    Radnor, PA
  • 03/2020 → 01/2021
    Waltham, MA
  • 03/2020 → Present
    East Coast Advisory, Inc
    West Chester, PA
  • 01/2021 → 08/2024
    Triad Advisors
    Norcross, GA
  • 01/2021 → 05/2025
    Triad Hybrid Solutions
    Norcross, GA
  • 08/2024 → 05/2025
    Osaic Wealth, Inc.
    West Chester, PA
  • 05/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2025 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-25
S63 Uniform Securities Agent State Law Examination 1998-01-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-25
  • S63 Uniform Securities Agent State Law Examination
    1998-01-24

View on SEC IAPD

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