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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-08-27
PA RA APPROVED 2024-08-27
  • MD RA
    APPROVED
    Since 2024-08-27
  • PA RA
    APPROVED
    Since 2024-08-27

Branch Locations

913 Ridgebrook Road Suite 300, Sparks, MD 21152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 08/2024
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 07/2024 Present
  • 06/2005 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2005 → 08/2024
    New York, NY
  • 07/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2005-06-01 → 2024-08-29
    Columbia, MD
    Columbia, MD
    Timonium, MD
    Sparks, MD
  • 2000-10-04 → 2005-06-01
    Mony Securities Corporation
    Towson, MD
Other Businesses

1) MUELPUNCH PROPERTIES LLC, 1974 CEDAR DRIVE PO BOX 44 YORK NEW SALEM PA, 07/2012, MEMBER, REAL ESTATE, NIR, 8 HR/MO 5 HR/MO TRADING 2) INTEGRATED CAPITAL MANAGEMENT GROUP, 913 RIDGEBROOK ROAD SUITE 300 SPARKS MD, 11/2022, AUTHOR, EDUCATIONAL, NIR, 3 HR/MO 3 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-22
S63 Uniform Securities Agent State Law Examination 1999-06-28
  • S65 Uniform Investment Adviser Law Examination
    2000-03-22
  • S63 Uniform Securities Agent State Law Examination
    1999-06-28
Designations
Other Names
  • Dave Muela
  • David Muela

View on SEC IAPD

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