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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2025-06-04
TX RA APPROVED_RES 2025-05-28
LA RA APPROVED 2012-12-03
DC RA APPROVED 2007-05-29
MD RA APPROVED 2007-05-29
VA RA APPROVED 2007-05-29
  • PR RA
    APPROVED
    Since 2025-06-04
  • TX RA
    APPROVED_RES
    Since 2025-05-28
  • LA RA
    APPROVED
    Since 2012-12-03
  • DC RA
    APPROVED
    Since 2007-05-29
  • MD RA
    APPROVED
    Since 2007-05-29
  • VA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Wealth Management, Sales 822 Rockville Pike, Rockville, MD 20852 • United States

Cwm Retail, Sales 1775 Pennsylvania, Washington, DC 20006 • United States

Cwm Retail, Sales 5700 Connecticut Ave Nw, Washington, DC 20015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Washington DC 05/2007 Present
Previous Registrations
  • 2002-04-12 → 2007-05-29
    Citicorp Investment Services
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-01
S63 Uniform Securities Agent State Law Examination 1997-08-08
  • S65 Uniform Investment Adviser Law Examination
    2001-05-01
  • S63 Uniform Securities Agent State Law Examination
    1997-08-08

View on SEC IAPD

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