Best Investors Account Sign in

Paul Anthony Swope

Wells Fargo Clearing Services, LLC

St. Louis, MO

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-03-13
  • RI RA
    APPROVED
    Since 2018-03-13

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing St Louis MO 04/2016 Present
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 04/2016 → Present
    First Clearing
    St Louis, MO
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
Previous Registrations
  • 2004-11-19 → 2016-04-21
    Wells Fargo Advisors Financial Network, Llc
    Hingham, MA
    Richmond, VA
    Durango, CO
    St. Louis, MO
    Pittsfield, MA
    Dothan, AL
    Wilmette, IL
    Baton Rouge, LA
    Portland, OR
    Providence, RI
    Portsmouth, NH
    Alexandria, LA
    Lenox, MA
    Lake Oswego, OR
    Keene, NH
    Williamsburg, VA
    Portland, OR
    Monroe, LA
    Newport, RI
    Boston, MA
    E. Long Meadow, MA
    Omaha, NE
    Boston, MA
    Denver, CO
    Narragansett, RI
    Mansfield, MA
    Lafayette, LA
  • 2002-10-29 → 2004-11-26
    Wells Fargo Clearing Services, Llc
    Tampa, FL
  • 1999-01-07 → 2002-10-08
    Invest Financial Corporation
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-09-23
  • S66 Uniform Combined State Law Examination
    1998-09-23

View on SEC IAPD

Other Firms

UNIVERSAL FINANCIAL ADVISORS, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
VESTGEN ADVISORS, LLC
FORTIFY WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
CREATIVEONE WEALTH, LLC

Other Investors

BRIAN CHRISTOPHER LOCK
WILLIAM BERNARD ALBAIR
Stephanie Louise Longanecker
GREGORY JOHN WOZNIAK
Grant Hunter Richars
ANTHONY DWAYNE RICH
Anna Marie Meurer
John Michael Laaker

Other Offices

UNIVERSAL FINANCIAL ADVISORS, LLC · ST. LOUIS, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · KIRKWOOD, MO
EDWARD JONES · Kirkwood, MO
STATE FARM INVESTMENT MANAGEMENT CORP. · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO
VESTGEN ADVISORS, LLC · Kirkwood, MO

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor