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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-08-21 |
| KY | RA | APPROVED | 2007-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Ashland | KY | 03/2007 | Present |
| Lightning Properties | Ashland | KY | 12/2006 | Present |
Name of Business: Lightning Properties -Address: Ashland, KY, 41101, United States -Activity Type: Business Owner -Position/Title: Partner -- Investment Related: No -Start Date: 12/15/2006 -Hours per month devoted to this business: 0-1 -Hours per month devoted to this business during trading hours: 0-1 -Description of duties: None
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-21 |
| S66 | Uniform Combined State Law Examination | 2001-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-08 |
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