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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2018-08-20 |
| TX | RA | APPROVED_RES | 2018-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albany | NY | 06/2012 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clifton Park | NY | 07/2018 | Present |
For profit or not for profit: Non-Profit Organization Name of outside business organization: Shellstrong Foundation Investment related (Y/N): N Address of business: Burnt Hills, NY United States 12027 Nature of business: Charitable Organization Position, title, association: Board Member Start date of relationship: 8/1/2013 Number of hours devoted: 40 annually Number of hours devoted during trading hours: 0 Duties: The foundation is to help make a difference to children and families being treated at Albany Med and those who can also experience the freedom of camp at Double H Ranch in Lake Luzerne NY along with families suffering hardships. Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-22 |
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