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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-28 |
| VA | RA | APPROVED | 2021-01-07 |
Branch Locations
8444 Westpark Dr Suite 900, Mclean, VA 22102 • United States
Ellicott City, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 05/1997 | Present |
| Mml Investors Services, Inc. | Vienna | VA | 07/1997 | Present |
(1)Name: Charles O Connell, Inv Rel:Y Addr:@ residential address on file, Nature:Outside Insurance Position: Agent, Start: 05/25/1998 No Hr/Mo: .25 No Hr/Mo dur Trading:0, Duties: Life, Fixed Annuities, Health. (2)Name: Charles J. O Connell LLC, Inv Rel:Y Addr: @ residential address on file, Nature: LLC to accept compensation from Mass Mutual, MMLIS and MMLIA, outside insurance companies, Position: President, Start: 12/01/2007, No Hr/Mo: 280, No Hr/Mo Dur Trading: 7, Duties: Complete all tax filings for Federal and State income, unemployment taxes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-08 |
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