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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
CA RA APPROVED 2016-03-07
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • CA RA
    APPROVED
    Since 2016-03-07

Branch Locations

1825 E Buckeye Rd, Phoenix, AZ 85034 • United States

520 Newport Center Dr, Newport Beach, CA 92660 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 02/2016 Present
Previous Registrations
Other Businesses

I*109491 For profit or not for profit: For-Profit Organization Name of outside business organization: Younique, LLC Investment related: N Address of business: Lei, Arizona 84043 Nature of business: Corporation, Position, title, association: Other, Presenter Start date of relationship: 10/10/2017 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Cosmetics. They do not offer their products in stores, they provide their products utilizing independent presenters. I will be a presenter that is purchasing for personal use only. The discount I get is paid as a commission.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
S63 Uniform Securities Agent State Law Examination 1998-02-23
  • S66 Uniform Combined State Law Examination
    2005-11-21
  • S63 Uniform Securities Agent State Law Examination
    1998-02-23
Other Names
  • Tammie Renee Stack

View on SEC IAPD

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