Alfred Jason Zappulla

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 12/2022
  New York Life Insurance Company
  Stratford, CT
• 01/2023 → 02/2024
  Nylife Securities Llc
  Stamford, CT
• 01/2022 → 10/2022
  Unemplyed
  Stamford, CT
• 12/2020 → 12/2021
  Confluence Global Capital
  New York, NY
• 12/2013 → 11/2021
  Tiaa
  New York, NY
• 02/2024 → 11/2024
  Pruco Securities Llc
  Shelton, CT
• 11/2024 → Present
  Lpl Enterprise, Llc
  Shelton, CT

Previous Registrations

• 2024-10-30 → 2024-11-14
  Pruco Securities, Llc.
  Shelton, CT
  Shelton, CT

Other Businesses

1) 01/22/2025-Delray Apartment-Real Estate Rental- I rent it out seasonally for 3-4 months-Inv Related-At Delray Beach, FL-Start date 01/01/2017-1hrs/mth-0 during trading 2) 01/22/2025-TTMV Pattaya (Jomtien) Co., Ltd-Hotel Lease-Inv related-At Shelton, CT- Start date 01/03/2025-0hrs/mth-0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2024-10-30

Other Names

• Alfred J Zappulla
• Alfred Jason Zappulla
• Alfie Zappulla
• Alfred Zappulla