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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-11-14 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Stratford | CT | 10/2022 | 12/2022 |
| Nylife Securities Llc | Stamford | CT | 01/2023 | 02/2024 |
| Unemplyed | Stamford | CT | 01/2022 | 10/2022 |
| Confluence Global Capital | New York | NY | 12/2020 | 12/2021 |
| Tiaa | New York | NY | 12/2013 | 11/2021 |
| Pruco Securities Llc | Shelton | CT | 02/2024 | 11/2024 |
| Lpl Enterprise, Llc | Shelton | CT | 11/2024 | Present |
1) 01/22/2025-Delray Apartment-Real Estate Rental- I rent it out seasonally for 3-4 months-Inv Related-At Delray Beach, FL-Start date 01/01/2017-1hrs/mth-0 during trading 2) 01/22/2025-TTMV Pattaya (Jomtien) Co., Ltd-Hotel Lease-Inv related-At Shelton, CT- Start date 01/03/2025-0hrs/mth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-30 |
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