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Current Employers
Fountain Square Asset Management

4520 Cooper Road Suite 201, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-04-20
  • OH RA
    APPROVED
    Since 2022-04-20

Branch Locations

4520 Cooper Road Suite 201, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Cincinnati OH 01/2012 07/2018
Concourse Financial Group Securities Inc Fka Proequities, Inc. Cincinnati OH 07/2018 02/2025
(Dba) Eisenzimmer Financial Services, Inc. Cincinnati OH 07/2018 Present
Cetera Wealth Services, Llc Cincinnati OH 02/2025 Present
  • 01/2012 → 07/2018
    Securities America, Inc
    Cincinnati, OH
  • 07/2018 → 02/2025
    Concourse Financial Group Securities Inc Fka Proequities, Inc.
    Cincinnati, OH
  • 07/2018 → Present
    (Dba) Eisenzimmer Financial Services, Inc.
    Cincinnati, OH
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Cincinnati, OH
Previous Registrations
  • 2018-07-24 → 2022-04-05
    Concourse Financial Group Securities, Inc.
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    West Chester, OH
  • 2012-01-05 → 2018-07-23
    Securities America Advisors, Inc.
    Cincinnati, OH
  • 2008-12-17 → 2011-09-19
    1St Global Advisors Inc
    Wilder, KY
  • 2002-06-12 → 2008-06-18
    Covington, KY
Other Businesses

(dba) EISENZIMMER FINANCIAL SERVICES, INC.; Investment Related; 4520 Cooper Road, Suite 201, Cincinnati, OH 45242; Financial Services; Financial Planner; Start Date 07/2018; 2 hours per month with 1 hour per month occurring during trading hours; Offer financial planning services. >> INSURANCE SALES; Non-Investment Related; 4520 Cooper Road, Suite 201, Cincinnati, OH 45242; Insurance; Agent; Start Date 04/2012; 5 hours per month with 3 of those hours per month occurring during trading hours; Offer insurance sales (life and health only) and service as part of the financial planning process. >> MICHAEL LIVINGSTON FS LLC; Non-Investment Related; 4520 Cooper Road, Suite 201, Cincinnati, OH 45242; Sole Member; Administrative; Start Date 05/2018; 1 hour per month with no hours per month during trading hours; LLC used for tax and legal purposes. >> FOUNTAIN SQUARE ASSET MANAGEMENT LLC; Investment Related; 4520 Cooper Road, Suite 201, Cincinnati, OH 45242; Financial Planning; Financial Planner/Owner; Start Date 01/2022; 5 hours per month with the majority of those hours per month occurring trading hours; As a registered investment advisor, I offer financial planning services. >> GATEWAY TECHNICAL AND COMMUNITY COLLEGE; Non-Investment Related; 500 Technology Way, Florence, KY 41042; Other; Board Member - Advisory Board for School of Business; Start Date 05/2022; 2 hours per month with 1 hour per month occurring during trading hours; Attend quarterly meetings and offer guidance on programs for business students. I may speak to classes in the future in regard to Personal Financial Planning.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-16
S63 Uniform Securities Agent State Law Examination 1997-08-05
  • S66 Uniform Combined State Law Examination
    2000-08-16
  • S63 Uniform Securities Agent State Law Examination
    1997-08-05
Designations

View on SEC IAPD

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