Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| FL | RA | APPROVED | 2011-01-14 |
| TX | RA | APPROVED_RES | 2011-01-14 |
| NJ | RA | APPROVED | 2011-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Forest Hills | NY | 01/2011 | Present |
| Bank Of America, N.A. | Great Neck | NY | 05/2011 | Present |
I*58919 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DENNIS SINGH INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10016 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/3/2003 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMERCIAL RENTAL REAL ESTATE - 4 COMMERCIAL AND 1 RESIDENTIAL RENTAL UNITS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-04 |
Reach out to this advisor