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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-23 |
| TX | RA | APPROVED | 2022-09-22 |
Branch Locations
3320 Thomasville Rd Ste 300, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Tallahassee | FL | 07/2019 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Tallahassee | FL | 09/2022 | Present |
| Massachusetts Mutual Life Insurance Company | Tallahassee | FL | 01/2013 | 07/2019 |
| Mml Distributors, Llc | Tallahassee | FL | 01/2013 | 07/2019 |
TRUSTEE OF TRUSTS FOR NEPHEWS; INV. RELATED; TAMPA, FL; START DATE 10/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. MJR FINANCIAL LLC, INV RELATED, TALLAHASSEE, FL, 100% OWNERSHIP, START 9/26/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. CANOPY ROADS ADVISORS LLC, INV RELATED, TALLAHASSEE, FL, 25% OWNERSHIP, START 9/26/2022, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-29 |
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