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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Scottsdale | AZ | 11/2012 | 06/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Phoenix | AZ | 12/2012 | 06/2017 |
| Alpha Delta Kappa | Goodyear | AZ | 05/2013 | 05/2020 |
| Paradise Valley Community College | Phoenix | AZ | 05/2016 | 06/2017 |
| Ann'S Designs For Dignity | Phoenix | AZ | 06/2016 | 01/2019 |
| Pruco Securities, Llc | Phoenix | AZ | 07/2017 | 10/2020 |
| The Prudential Insurance Company Of America | Phoenix | AZ | 07/2017 | 10/2020 |
| Voya Financial Advisors, Inc. | Chandler | AZ | 10/2020 | 12/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2021 |
| Cetera Advisors Llc | St Cloud | MN | 06/2021 | 08/2021 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2021 | 08/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2021 | 08/2021 |
| First Allied Securities, Inc. | San Diego | CA | 06/2021 | 08/2021 |
| Lpl Financial | Phoenix | AZ | 02/2022 | 05/2022 |
| Sji Financial | Tucson | AZ | 01/2022 | 05/2022 |
| United Planners Financial Services | Scottsdale | AZ | 05/2022 | 06/2025 |
| Scottsdale Saddle Club | Scottsdale | AZ | 02/2021 | Present |
| Grand Canyon University | Phoenix | AZ | 01/2020 | Present |
| Ann's Designs For Dignity | Phoenix | AZ | 06/2019 | Present |
| Dripping Dog | Phoenix | AZ | 08/2023 | Present |
| Osaic Wealth Inc | Phoenix | AZ | 06/2025 | Present |
1.) SCOTTSDALE SADDLE CLUB - JUDGE HORSE SHOWS - HORSE CLUB - SCOTTSDALE, AZ - SINCE 02/2021 - NOT INVESTMENT RELATED 2.) GRAND CANYON UNIVERSITY - ADJUNCT PROFESSOR - EDUCATION - PHOENIX, AZ - SINCE 01/2020 - NOT INVESTMENT RELATED 3.) ANN'S DESIGNS FOR DIGNITY - OWNER - CLOTHING CONSTRUCTION - PHOENIX, AZ - SINCE 06/2019 - NOT INVESTMENT RELATED 4.) DRIPPING DOG - OWNER - OWNER OF ONLINE RETAIL STORE - PHOENIX, AZ - SINCE 08/2023 - NOT INVESTMENT RELATED 5) INSURANCE AND ANNUITIES POSITION: Registered Assistant NATURE: Insurance agency offering life insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 07/25/2025 ADDRESS: 27423 N 44th St., Ste 102, Phoenix AZ 85032, United States DESCRIPTION: Prospecting, quoting, and completing life insurance, fixed and variable annuities, and Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-15 |
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