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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-24
  • AZ RA
    APPROVED
    Since 2025-06-24

Branch Locations

18501 N 40Th Street, Phoenix, AZ 85032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Scottsdale AZ 11/2012 06/2017
Various Insurance Carriers For W&R Insurance Agencies Phoenix AZ 12/2012 06/2017
Alpha Delta Kappa Goodyear AZ 05/2013 05/2020
Paradise Valley Community College Phoenix AZ 05/2016 06/2017
Ann'S Designs For Dignity Phoenix AZ 06/2016 01/2019
Pruco Securities, Llc Phoenix AZ 07/2017 10/2020
The Prudential Insurance Company Of America Phoenix AZ 07/2017 10/2020
Voya Financial Advisors, Inc. Chandler AZ 10/2020 12/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 10/2021
Cetera Advisors Llc St Cloud MN 06/2021 08/2021
Cetera Financial Specialists Llc Schaumburg IL 06/2021 08/2021
Cetera Investment Services Llc St Cloud MN 06/2021 08/2021
First Allied Securities, Inc. San Diego CA 06/2021 08/2021
Lpl Financial Phoenix AZ 02/2022 05/2022
Sji Financial Tucson AZ 01/2022 05/2022
United Planners Financial Services Scottsdale AZ 05/2022 06/2025
Scottsdale Saddle Club Scottsdale AZ 02/2021 Present
Grand Canyon University Phoenix AZ 01/2020 Present
Ann's Designs For Dignity Phoenix AZ 06/2019 Present
Dripping Dog Phoenix AZ 08/2023 Present
Osaic Wealth Inc Phoenix AZ 06/2025 Present
  • 11/2012 → 06/2017
    Waddell & Reed, Inc
    Scottsdale, AZ
  • 12/2012 → 06/2017
    Various Insurance Carriers For W&R Insurance Agencies
    Phoenix, AZ
  • 05/2013 → 05/2020
    Alpha Delta Kappa
    Goodyear, AZ
  • 05/2016 → 06/2017
    Paradise Valley Community College
    Phoenix, AZ
  • 06/2016 → 01/2019
    Ann'S Designs For Dignity
    Phoenix, AZ
  • 07/2017 → 10/2020
    Phoenix, AZ
  • 07/2017 → 10/2020
    The Prudential Insurance Company Of America
    Phoenix, AZ
  • 10/2020 → 12/2021
    Chandler, AZ
  • 06/2021 → 10/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2021 → 08/2021
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2021 → 08/2021
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2021 → 08/2021
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2021 → 08/2021
    First Allied Securities, Inc.
    San Diego, CA
  • 02/2022 → 05/2022
    Lpl Financial
    Phoenix, AZ
  • 01/2022 → 05/2022
    Sji Financial
    Tucson, AZ
  • 05/2022 → 06/2025
    United Planners Financial Services
    Scottsdale, AZ
  • 02/2021 → Present
    Scottsdale Saddle Club
    Scottsdale, AZ
  • 01/2020 → Present
    Grand Canyon University
    Phoenix, AZ
  • 06/2019 → Present
    Ann's Designs For Dignity
    Phoenix, AZ
  • 08/2023 → Present
    Dripping Dog
    Phoenix, AZ
  • 06/2025 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

1.) SCOTTSDALE SADDLE CLUB - JUDGE HORSE SHOWS - HORSE CLUB - SCOTTSDALE, AZ - SINCE 02/2021 - NOT INVESTMENT RELATED 2.) GRAND CANYON UNIVERSITY - ADJUNCT PROFESSOR - EDUCATION - PHOENIX, AZ - SINCE 01/2020 - NOT INVESTMENT RELATED 3.) ANN'S DESIGNS FOR DIGNITY - OWNER - CLOTHING CONSTRUCTION - PHOENIX, AZ - SINCE 06/2019 - NOT INVESTMENT RELATED 4.) DRIPPING DOG - OWNER - OWNER OF ONLINE RETAIL STORE - PHOENIX, AZ - SINCE 08/2023 - NOT INVESTMENT RELATED 5) INSURANCE AND ANNUITIES POSITION: Registered Assistant NATURE: Insurance agency offering life insurance and annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 5 START DATE: 07/25/2025 ADDRESS: 27423 N 44th St., Ste 102, Phoenix AZ 85032, United States DESCRIPTION: Prospecting, quoting, and completing life insurance, fixed and variable annuities, and Long Term Care.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-04
S63 Uniform Securities Agent State Law Examination 1997-07-15
  • S66 Uniform Combined State Law Examination
    2008-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-07-15

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