Kimberly Marie Surber

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → 09/2017
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 09/2017 → 03/2019
  Labrum Wealth Management
  Murrieta, CA
• 09/2017 → 02/2022
  Kimberly Surber Divorce Planning
  Temecula, CA
• 12/2018 → 08/2019
  Intelligence Driven Advisers, Llc
  Murrieta, CA
• 08/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 08/2019 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Previous Registrations

• 2019-01-03 → 2019-08-16
  Intelligence Driven Advisers, Llc
  Murrieta, CA
  Carlsbad, CA
• 2017-10-24 → 2019-03-01
  Labrum Wealth Management, Llc
  Murrieta, CA
  Carlsbad, CA
• 2003-10-31 → 2017-10-09
  The Strategic Financial Alliance, Inc.
  Murrieta, CA
  Peachtree Corners, GA
  Winchester, CA
  North Pole, AK
  Alpharetta, GA
• 2003-03-31 → 2003-11-22
  Ifg Advisory Services Inc
  Woodstock, GA

Other Businesses

(1) LEEWARD DIVORCE FINANCIAL PLANNING; NOT INVESTMENT RELATED; 707 Cavern Street, Severance, CO 80550; OWNER/SOLE PROPRIETOR; CONSULTING ON FINANCIAL ISSUES OF DIVORCE; 01/2016; 6 HOURS DEVOTED PER MONTH, 6HOURS HOURS DEVOTED PER MONTH DURING TRADING; IDENTIFY COMMUNITY PROPERTY FOR DIVISION, BUDGETING, IDENTIFY TAX ISSUES IN PROPERTY DIVISION, TECT. (2) LEEWARD WEALTH MANAGEMENT - DBA. INVESTMENT RELATED; 707 Cavern Street, Severance, CO 80550; COMPREHENSIVE FINANCIAL PLANNING AND INVESTMENT MANAGEMENT; OWNER/CFP; 08/19/2019; 40 HRS PER WEEK PER MONTH ARE DEVOTED; 40 HOURS PER WEEK PER MONTH ARE DEVOTED DURING SECURITIES TRADING HOURS; WORK WITH CLIENTS WITH THEIR INVESTMENTS (3) Fixed insurance; investment related; start date 8/17/2020 - agent; 707 Cavern Street, Severance, CO 80550; sales & service of fixed insurance products; 4 hours per month, 4 hours during trading. (4) KMS Enterprises; non investment related; start date 1/1/2022; owner; 707 Cavern Street, Severance, CO 80550; parent company for DBA names. (5) NoCo Collaborative Divorce Group (NCCDG); Not investment related; 2625 Redwing Rd, Ste 350; Fort Collins, CO 80526; Treasurer; Help support and build the group. Collect membership dues and deposit into credit union account. Attend meetings. Have input into the website and marketing of the group. Eventually we will provide the public workshops on what is the collaborative divorce process and how it works; Start 8/4/2024; 4 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-23
• S63 Uniform Securities Agent State Law Examination
  1998-01-23

Designations

• Certified Financial Planner

Other Names

• Kimberly Marie Brashear
• Kimberly Marie Green
• Kimberly Kahn