Inactive

Alex Barth Katz

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Current Employers

Summitry, Llc

919 Hillsdale Blvd. Suite 150, Foster City, CA 94404 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

1850 Gateway Drive, Suite 100, San Mateo, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Golub Group	San Mateo	CA	01/2018	Present
Opes Advisors	Cupertino	CA	05/2012	01/2018

01/2018 → Present

Golub Group

San Mateo, CA
05/2012 → 01/2018

Opes Advisors

Cupertino, CA

Previous Registrations

2012-05-16 → 2017-06-08

Opes Advisors, Inc.

Cupertino, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-15

S65 Uniform Investment Adviser Law Examination

2012-05-15

View on SEC IAPD

Other Firms

NEWFRONT RETIREMENT SERVICES, INC.

ESO MANAGEMENT SERVICES LLC

FARMERS ASSET MANAGEMENT, LLC

EAGLE STRATEGIES LLC

LPL FINANCIAL LLC

FISHER INVESTMENTS

TRANSAMERICA FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

MARCOS D PASTRANA

DEAN ALAN BECKER

SCOTT BARTLETT MCCLOSKEY

CHRISTIAN MICHAEL BRETZ

CHRISTOPHER JAMES CALL

CLAY DEAN WILLIAM STAFFORD

Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA

ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA

FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA

EAGLE STRATEGIES LLC · SAN MATEO, CA

LPL FINANCIAL LLC · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

FISHER INVESTMENTS · SAN MATEO, CA

More in San Mateo, CA

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