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Susan Marie Eastman

Stifel, Nicolaus & Company, Incorporated

Redding, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-04
CA RA APPROVED 2020-09-08
  • TX RA
    APPROVED_RES
    Since 2024-03-04
  • CA RA
    APPROVED
    Since 2020-09-08

Branch Locations

2701 Park Marina Drive 2Nd Floor, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Redding CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Redding CA 11/2016 09/2020
Stifel Nicolaus & Co Inc Redding CA 09/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Redding, CA
  • 11/2016 → 09/2020
    Wells Fargo Clearing Services, Llc
    Redding, CA
  • 09/2020 → Present
    Stifel Nicolaus & Co Inc
    Redding, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-07-30
  • S63 Uniform Securities Agent State Law Examination
    1997-07-30

View on SEC IAPD

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