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Current Employers
Cross State Financial Group Llc

6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-04-25
CO RA APPROVED 2017-05-12
TX RA APPROVED 2017-05-12
  • FL RA
    APPROVED
    Since 2019-04-25
  • CO RA
    APPROVED
    Since 2017-05-12
  • TX RA
    APPROVED
    Since 2017-05-12

Branch Locations

6721 Academy Rd. Ne Suite B, Albuquerque, NM 87109 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wilbanks Securities, Inc. Oklahoma City OK 03/2013 05/2017
Cross State Financial Group, Llc Albuquerque NM 05/2017 Present
Crown Capital Securities, L.P. Orange CA 05/2017 12/2019
  • 03/2013 → 05/2017
    Wilbanks Securities, Inc.
    Oklahoma City, OK
  • 05/2017 → Present
    Albuquerque, NM
  • 05/2017 → 12/2019
    Crown Capital Securities, L.P.
    Orange, CA
Previous Registrations
  • 2013-06-21 → 2017-06-02
    Wilbanks Securities Advisory
    Littleton, CO
    Oklahoma City, OK
  • 2005-07-12 → 2007-01-22
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Other Businesses

INSURANCE AGENT; INVESTMENT RELATED; INSURANCE SALES (LIFE, ACCIDENT, HEALTH & VARIABLE ANNUITIES)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-14
S63 Uniform Securities Agent State Law Examination 2004-02-19
  • S65 Uniform Investment Adviser Law Examination
    2013-06-14
  • S63 Uniform Securities Agent State Law Examination
    2004-02-19
Other Names
  • Scott Damen

View on SEC IAPD

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