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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2005-01-14 |
| IL | RA | APPROVED | 1998-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Northbrook | IL | 05/1997 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 05/1997 | Present |
| Bank Of America,Na | Northbrook | IL | 11/2009 | Present |
I*76436 For profit or not for profit: Non-Profit Organization Name of outside business organization: Care For Friends Investment related: N Address of business: Chicago, Illinois 60614 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 11/4/2014 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Foundation manages and administers services to homeless and underpriveldged individuals living on the North Side of Chicago. My role is as a general board member and will draw on my years of experience as a volunteer. I*89570 For profit or not for profit: Non-Profit Organization Name of outside business organization: Church Of The Holy Comforter Investment related: N Address of business: Kenilworth, Illinois 60043 Nature of business: Charitable Organization, Position, title, association: Start date of relationship: 2/6/2021 Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I will be a vestry member at my church. I will be a board member at large but Jr. Warden. This is effectively the Vice President of the church's governing body.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-05 |
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