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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-13
NJ RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2024-12-13
  • NJ RA
    APPROVED
    Since 2024-12-12

Branch Locations

16 Nassau Street, Princeton, NJ 08542 • United States

63 Princeton Highstown Rd., West Windsor, NJ 08550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cenlar Ewing NJ 10/2012 07/2024
J.P. Morgan Securities Llc West Windsor NJ 08/2024 Present
Jpmorgan Chase Bank, N.A. West Windsor NJ 08/2024 Present
  • 10/2012 → 07/2024
    Cenlar
    Ewing, NJ
  • 08/2024 → Present
    West Windsor, NJ
  • 08/2024 → Present
    Jpmorgan Chase Bank, N.A.
    West Windsor, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S66 Uniform Combined State Law Examination
    2024-12-11
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20
Other Names
  • Lori M. Clarke-Romano
  • Lori M Clarke
  • Lori M. Clarke
  • Lori M. Clarke-Romano

View on SEC IAPD

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