Roberto Baerga

Current Employers

Employment History

• 04/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Guaynabo, PR
• 12/2009 → Present
  Bank Of America, Na
  Guaynabo, PR

Other Businesses

I*534283For profit or not for profit: Entity For ProfitName of outside business organization: Cliffside Holdings, LLCInvestment related: NAddress of business: SAN JUAN, PR, 00901Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/14/2020Number of hours devoted: 1 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Real Estate Holding CompanyI*34104FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: EDGE-WATER CORP.INVESTMENT RELATED: YADDRESS OF BUSINESS:SAN JUAN, FLORIDA 907NATURE OF BUSINESS: OTHER,SOLE OWNERPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: DECEMBER 2002NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRESIDENT I*5221287 Entity Type: Name of OBA: Condominio CL Address: SAN JUAN PR Investment Related: No Position, Title, Association: Other Employee Start Date: 06/01/2024 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: Vocal at Cond Board of Director Vocal My responsibilities are in General to participate in board meetings as a member of the community and provide my opinion if needed in issues that concern the community as a representative of it. Do NOT include any Financial/ Treasury/ Secretary or Presidential duty .inherently decision responsibility, I do not have any final financial or ordinary responsibility such as paying vendors or having direct access to the financials of the community.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-15
• S63 Uniform Securities Agent State Law Examination
  1998-08-05