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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-14 |
| WA | RA | APPROVED | 2022-04-26 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seattle | WA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | 04/2022 |
| Rbc Capital Markets, Llc | Seattle | WA | 04/2022 | Present |
| City National Bank | Seattle | WA | 07/2022 | Present |
1) EVERCLEAN NORTHWEST LLC, NOT INV RELATED, SEATTLE, WA, 50% OWNER WITH SPOUSE, START: 7/1/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: INVESTOR AND MANAGER. RENTAL PROPERTY; INVESTMENT RELATED; SEATTLE, WA; 100% OWNERSHIP W/SPOUSE; START 12/1/2018; 0 HOURS PER MONTH; 0 HOURS DURING TRADING. 2) NAME OF ENTITY: Palm Desert Home ADDRESS: 43920 Via Palma Palm Desert, CA 92211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Home Rental CAPACITY: Owner - Active START DATE: 11/1/22 DUTIES: Ownership HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: West Seattle rental ADDRESS: 4510 SW Charlestown St Seattle, WA 98116 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Home Rental CAPACITY: Owner - Active START DATE: 12/01/2018 DUTIES: Owner of rental home HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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